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March 2018 – A View at the Turn

March 20, 2018

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  • 525 Clubhouse Dr.
    Suite 100
    Peachtree City, Georgia 30269
  • (770) 631-4007
  • (770) 631-4005
  • info@derbend.com

TD Ameritrade, Inc. is one of the firms that we use to custody our client assets. TD Ameritrade, Derbend Asset Management, and the other entities named are separate and unaffiliated firms, and are not responsible for each other's services or policies. TD Ameritrade does not endorse or recommend any advisor and the use of the TD Ameritrade logo does not represent the endorsement or recommendation of any advisor. Brokerage services provided by TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. Used with permission.

  • 1. What is a fiduciary?
  • 2. Is there a charge to meet with you?
  • 3. How are you paid?
  • 4. Why do I need a financial plan?
  • 5. Do you prepare taxes?
  • 6. Do you provide legal services?
  • 7. Why partner with TD Ameritrade?

1. What is a fiduciary?

A fiduciary is a person or an organization that acts on behalf of someone else to manage assets. As such, we have an ethical and legal obligation to our clients to act in their best interest. We will always do our best to provide accurate and complete investment advice while avoiding conflicts of interest.

2. Is there a charge to meet with you?

One of the most important parts of what we do begins with evaluating a potential client’s overall financial picture. Then, once our relationship is solidified, we will continue to meet regularly to ensure your financial plan is up-to-date and that your assets are appropriately invested. Therefore, we offer you comprehensive and confidential meetings free of charge.

3. How are you paid?

As a fiduciary, we are not paid commissions or from any investment companies. This allows us to instill confidence in our clients that we will always act in their best interest. We operate as a fee-based firm, charging a straightforward quarterly fee based on the client’s specific situation.

4. Why do I need a financial plan?

How do you expect to reach your goals without one? We love to see our clients succeed and thrive, which is why we have invested in one of the top financial planning programs, MoneyGuide Pro, which is available to all clients free of charge.

5. Do you prepare taxes?

No. We team with trusted tax partners and your CPA.

6. Do you provide legal services?

Not through Derbend. Legal services are provided through The Chustz Law Firm and Lawson, Beck, & Sandlin.

7. What are the advantages of working with an independent firm that partners with TD Ameritrade as custodian?

- As an independent Registered Investment Advisor (RIA), our sole obligation and responsibility is to our clients and not to any other financial companies.

- We offer an efficient and reliable trading platform through TD Ameritrade that ensures trades are executed on demand.

- Client statements are generated and sent directly from the custodian (TD Ameritrade). Additionally, clients have access to their accounts 24/7 online. 

- Checks that are submitted for deposit are made payable to the custodian (TD Ameritrade) and never to our firm or its associates.

- You have the comfort and confidence of working directly with someone who knows and understands your specific situation and goals.

- You have the support of an award-winning and industry leading custodian.

1. What is a fiduciary?

1. What is a fiduciary?

A fiduciary is a person or an organization that acts on behalf of someone else to manage assets. As such, we have an ethical and legal obligation to our clients to act in their best interest. We will always do our best to provide accurate and complete investment advice while avoiding conflicts of interest.

2. Is there a charge to meet with you?

2. Is there a charge to meet with you?

One of the most important parts of what we do begins with evaluating a potential client’s overall financial picture. Then, once our relationship is solidified, we will continue to meet regularly to ensure your financial plan is up-to-date and that your assets are appropriately invested. Therefore, we offer you comprehensive and confidential meetings free of charge.

3. How are you paid?

3. How are you paid?

As a fiduciary, we are not paid commissions or from any investment companies. This allows us to instill confidence in our clients that we will always act in their best interest. We operate as a fee-based firm, charging a straightforward quarterly fee based on the client’s specific situation.

4. Why do I need a financial plan?

4. Why do I need a financial plan?

How do you expect to reach your goals without one? We love to see our clients succeed and thrive, which is why we have invested in one of the top financial planning programs, MoneyGuide Pro, which is available to all clients free of charge.

5. Do you prepare taxes?

5. Do you prepare taxes?

No. We team with trusted tax partners and your CPA.

6. Do you provide legal services?

6. Do you provide legal services?

Not through Derbend. Legal services are provided through The Chustz Law Firm and Lawson, Beck, & Sandlin.

7. Why partner with TD Ameritrade?

7. What are the advantages of working with an independent firm that partners with TD Ameritrade as custodian?

- As an independent Registered Investment Advisor (RIA), our sole obligation and responsibility is to our clients and not to any other financial companies.

- We offer an efficient and reliable trading platform through TD Ameritrade that ensures trades are executed on demand.

- Client statements are generated and sent directly from the custodian (TD Ameritrade). Additionally, clients have access to their accounts 24/7 online. 

- Checks that are submitted for deposit are made payable to the custodian (TD Ameritrade) and never to our firm or its associates.

- You have the comfort and confidence of working directly with someone who knows and understands your specific situation and goals.

- You have the support of an award-winning and industry leading custodian.

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